FIRSTHAND TECH VALUE FD INC

Ticker: SVVC CUSIP: 33766Y100 Class: CEM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 1,600 Value ($000) $30 Avg Close $21.89 Range $18.05 - $25.26

Q2 2014

Shares 4,400 Value ($000) $93,500 Avg Close $20.79 Range $19.41 - $21.90

Q1 2014

Shares 6,690 Value ($000) $143 Avg Close $23.42 Range $20.74 - $24.45

Q4 2013

Shares 5,380 Value ($000) $125 Avg Close $23.30 Range $20.80 - $26.42

Q3 2013

Shares 9,645 Value ($000) $236 Avg Close $22.22 Range $19.66 - $24.99

Q2 2013

Shares 15,015 Value ($000) $298 Avg Close $19.17 Range $18.39 - $20.20

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	1,600	$30	$21.89	$18.05 - $25.26
Q2 2014	4,400	$93,500	$20.79	$19.41 - $21.90
Q1 2014	6,690	$143	$23.42	$20.74 - $24.45
Q4 2013	5,380	$125	$23.30	$20.80 - $26.42
Q3 2013	9,645	$236	$22.22	$19.66 - $24.99
Q2 2013	15,015	$298	$19.17	$18.39 - $20.20