FLEXSHARES TR

Ticker: TDTF CUSIP: 33939L605 Class: IBOXX 5YR TRGT

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016

Shares 199,818 Value ($000) $5,126 Avg Close — Range —

Q1 2016

Shares 89,805 Value ($000) $2,270 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2016	199,818	$5,126	—	—
Q1 2016	89,805	$2,270	—	—