FLEXSHARES TR

Ticker: QDEF CUSIP: 33939L845 Class: QLT DIV DEF IDX

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 5,830 Value ($000) $310 Avg Close — Range —

Q2 2021

Shares 5,812 Value ($000) $313 Avg Close — Range —

Q1 2021

Shares 5,264 Value ($000) $270 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	5,830	$310	—	—
Q2 2021	5,812	$313	—	—
Q1 2021	5,264	$270	—	—