4D PHARMA PLC

CUSIP: 35085K117 Class: *W EXP 03/22/202

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 550,944 Value ($000) $601 Avg Close — Range —