4D PHARMA PLC

CUSIP: 35085K117 Class: *W EXP 03/22/202

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 40,178 Value ($000) $1 Avg Close — Range —
Q1 2022
Shares 58,122 Value ($000) $20 Avg Close — Range —
Q4 2021
Shares 67,158 Value ($000) $38 Avg Close — Range —
Q3 2021
Shares 67,158 Value ($000) $46 Avg Close — Range —
Q2 2021
Shares 67,158 Value ($000) $65 Avg Close — Range —
Q1 2021
Shares 67,158 Value ($000) $73 Avg Close — Range —