4D PHARMA PLC

CUSIP: 35085K117 Class: *W EXP 03/22/202

BOOTHBAY FUND MANAGEMENT, LLC's Holding History (CIK: 0001549230)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022
Shares 27,625 Value ($000) $133 Avg Close — Range —
Q4 2021
Shares 27,625 Value ($000) $151 Avg Close — Range —
Q3 2021
Shares 27,625 Value ($000) $170 Avg Close — Range —
Q2 2021
Shares 27,625 Value ($000) $298 Avg Close — Range —
Q1 2021
Shares 26,600 Value ($000) $315 Avg Close — Range —