4D PHARMA PLC

CUSIP: 35085K117 Class: *W EXP 03/22/202

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022
Shares 3,130 Value ($000) $1 Avg Close — Range —
Q4 2021
Shares 1,320 Value ($000) $1 Avg Close — Range —
Q1 2021
Shares 4,845 Value ($000) $5 Avg Close — Range —