Franklin NY Intermediate T/F Income A

Ticker: FKNIX CUSIP: 354128308 Class: Intermediate Muni

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 17,118 Value ($000) $2,015 Avg Close — Range —

Q3 2014

Shares 10,731 Value ($000) $126 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	17,118	$2,015	—	—
Q3 2014	10,731	$126	—	—