FRANKLIN RESOURCES INC

Ticker: BEN CUSIP: 354613101 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 30,227 Value ($000) $1,745,000 Avg Close $32.13 Range $29.50 - $34.55