FRANKLIN RESOURCES INC

Ticker: BEN CUSIP: 354613101 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 2,585 Value ($000) $53 Avg Close $16.08 Range $14.65 - $17.85
Q4 2019
Shares 2,282 Value ($000) $59 Avg Close $20.04 Range $18.95 - $21.58
Q3 2019
Shares 275 Value ($000) $8 Avg Close $22.33 Range $18.68 - $26.13
Q2 2019
Shares 879 Value ($000) $31 Avg Close $24.66 Range $22.84 - $25.97
Q1 2019
Shares 15 Value ($000) $0 Avg Close $22.72 Range $20.56 - $24.56
Q4 2018
Shares 78 Value ($000) $2 Avg Close $21.92 Range $19.49 - $24.70
Q3 2018
Shares 102 Value ($000) $3 Avg Close $22.81 Range $21.19 - $24.66
Q2 2018
Shares 27 Value ($000) $1 Avg Close $23.54 Range $22.25 - $24.49
Q1 2018
Shares 358 Value ($000) $12 Avg Close $26.18 Range $23.48 - $29.52
Q3 2015
Shares 126 Value ($000) $5 Avg Close $26.49 Range $22.20 - $30.56
Q2 2015
Shares 126 Value ($000) $6 Avg Close $31.29 Range $29.78 - $32.18
Q1 2015
Shares 126 Value ($000) $6 Avg Close $32.28 Range $30.70 - $34.00
Q4 2014
Shares 210 Value ($000) $12 Avg Close $33.23 Range $29.53 - $35.73
Q4 2013
Shares 4,125 Value ($000) $238 Avg Close $32.13 Range $29.50 - $34.55
Q3 2013
Shares 4,146 Value ($000) $210 Avg Close $28.71 Range $26.80 - $32.33
Q2 2013
Shares 1,382 Value ($000) $188 Avg Close $30.23 Range $26.30 - $33.56
Q1 2013
Shares 11,295 Value ($000) $1,703 Avg Close $27.83 Range $25.28 - $29.89
Q4 2012
Shares 84 Value ($000) $11 Avg Close — Range —
Q3 2012
Shares 63 Value ($000) $8 Avg Close — Range —
Q2 2012
Shares 13,670 Value ($000) $1,517 Avg Close — Range —
Q1 2012
Shares 13,670 Value ($000) $1,695 Avg Close — Range —
Q4 2011
Shares 14,220 Value ($000) $1,366 Avg Close — Range —