FRANKLIN RESOURCES INC

Ticker: BEN CUSIP: 354613101 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 30,307 Value ($000) $875 Avg Close $22.33 Range $18.68 - $26.13

Q2 2016

Shares 18,948 Value ($000) $632 Avg Close $22.53 Range $18.95 - $25.57

Q4 2015

Shares 15,694 Value ($000) $578 Avg Close $24.03 Range $21.26 - $25.94

Q3 2015

Shares 21,500 Value ($000) $801 Avg Close $26.49 Range $22.20 - $30.56

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	30,307	$875	$22.33	$18.68 - $26.13
Q2 2016	18,948	$632	$22.53	$18.95 - $25.57
Q4 2015	15,694	$578	$24.03	$21.26 - $25.94
Q3 2015	21,500	$801	$26.49	$22.20 - $30.56