FRANKLIN LTD DURATION INCOME

CUSIP: 35472T101 Class: COM

NATIONS FINANCIAL GROUP INC, /IA/ /ADV's Holding History (CIK: 0001109767)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 26,849 Value ($000) $325 Avg Close — Range —
Q2 2016
Shares 26,487 Value ($000) $307 Avg Close — Range —
Q1 2016
Shares 25,892 Value ($000) $294 Avg Close — Range —
Q4 2015
Shares 24,574 Value ($000) $263 Avg Close — Range —