GDL FUND

CUSIP: 361570104 Class: COM SH BEN IT

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 16,104 Value ($000) $148 Avg Close — Range —
Q3 2018
Shares 78,217 Value ($000) $711 Avg Close — Range —
Q2 2018
Shares 66,239 Value ($000) $608 Avg Close — Range —
Q1 2018
Shares 58,149 Value ($000) $543 Avg Close — Range —
Q4 2017
Shares 41,586 Value ($000) $405 Avg Close — Range —
Q3 2017
Shares 44,054 Value ($000) $450 Avg Close — Range —
Q2 2017
Shares 84,021 Value ($000) $862 Avg Close — Range —
Q1 2017
Shares 76,528 Value ($000) $754 Avg Close — Range —
Q4 2016
Shares 65,019 Value ($000) $640 Avg Close — Range —
Q3 2016
Shares 56,433 Value ($000) $562 Avg Close — Range —
Q2 2016
Shares 56,524 Value ($000) $562 Avg Close — Range —
Q1 2016
Shares 84,567 Value ($000) $844 Avg Close — Range —
Q4 2015
Shares 108,520 Value ($000) $1,086 Avg Close — Range —
Q3 2015
Shares 182,981 Value ($000) $1,796 Avg Close — Range —
Q2 2015
Shares 210,154 Value ($000) $2,143 Avg Close — Range —
Q1 2015
Shares 276,266 Value ($000) $2,854 Avg Close — Range —
Q4 2014
Shares 322,721 Value ($000) $3,302 Avg Close — Range —
Q3 2014
Shares 369,510 Value ($000) $3,896 Avg Close — Range —
Q2 2014
Shares 399,493 Value ($000) $4,339 Avg Close — Range —
Q1 2014
Shares 307,463 Value ($000) $3,394 Avg Close — Range —
Q4 2013
Shares 203,512 Value ($000) $2,242 Avg Close — Range —
Q3 2013
Shares 135,615 Value ($000) $1,529 Avg Close — Range —
Q2 2013
Shares 86,956 Value ($000) $991 Avg Close — Range —