GDL FUND

CUSIP: 361570104 Class: COM SH BEN IT

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 114,989 Value ($000) $1,045 Avg Close — Range —
Q2 2018
Shares 132,953 Value ($000) $1,221 Avg Close — Range —
Q1 2018
Shares 289,629 Value ($000) $2,723 Avg Close — Range —
Q4 2017
Shares 374,263 Value ($000) $3,642 Avg Close — Range —
Q3 2017
Shares 564,860 Value ($000) $5,767 Avg Close — Range —
Q2 2017
Shares 740,784 Value ($000) $7,600 Avg Close — Range —
Q1 2017
Shares 1,024,497 Value ($000) $10,091 Avg Close — Range —
Q4 2016
Shares 1,037,639 Value ($000) $10,210 Avg Close — Range —
Q3 2016
Shares 1,127,656 Value ($000) $11,220 Avg Close — Range —
Q2 2016
Shares 1,073,549 Value ($000) $10,660 Avg Close — Range —
Q1 2016
Shares 797,736 Value ($000) $7,969 Avg Close — Range —
Q4 2015
Shares 573,814 Value ($000) $5,744 Avg Close — Range —
Q3 2015
Shares 267,962 Value ($000) $2,631 Avg Close — Range —
Q4 2013
Shares 29,078 Value ($000) $320 Avg Close — Range —
Q3 2013
Shares 340,303 Value ($000) $3,839 Avg Close — Range —
Q2 2013
Shares 489,671 Value ($000) $5,577 Avg Close — Range —