GDL FUND

CUSIP: 361570104 Class: COM SH BEN IT

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 13,604 Value ($000) $134 Avg Close — Range —
Q4 2016
Shares 13,530 Value ($000) $134 Avg Close — Range —
Q3 2016
Shares 13,956 Value ($000) $138 Avg Close — Range —
Q2 2016
Shares 15,419 Value ($000) $153 Avg Close — Range —
Q1 2016
Shares 30,806 Value ($000) $307 Avg Close — Range —
Q4 2015
Shares 20,037 Value ($000) $203 Avg Close — Range —
Q3 2015
Shares 10,264 Value ($000) $101 Avg Close — Range —
Q1 2015
Shares 11,055 Value ($000) $114 Avg Close — Range —
Q4 2014
Shares 11,431 Value ($000) $117 Avg Close — Range —
Q3 2014
Shares 19,421 Value ($000) $203 Avg Close — Range —
Q2 2014
Shares 40,266 Value ($000) $437 Avg Close — Range —
Q1 2014
Shares 43,508 Value ($000) $480 Avg Close — Range —
Q4 2013
Shares 33,671 Value ($000) $371 Avg Close — Range —
Q3 2013
Shares 31,801 Value ($000) $355 Avg Close — Range —
Q2 2013
Shares 35,500 Value ($000) $406 Avg Close — Range —