GDL FUND

CUSIP: 361570104 Class: COM SH BEN IT

Focused Wealth Management, Inc's Holding History (CIK: 0001586052)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 706 Value ($000) $7 Avg Close — Range —
Q3 2015
Shares 2,910 Value ($000) $29 Avg Close — Range —
Q2 2015
Shares 2,910 Value ($000) $30 Avg Close — Range —
Q1 2015
Shares 706 Value ($000) $7 Avg Close — Range —