GABELLI SMALL CAP GROWTH FUND

Ticker: GABSX CUSIP: 36239T103 Class: NTF EQUITY FUNDS

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014

Shares 401 Value ($000) $20 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2014	401	$20	—	—