GAIN CAP HLDGS INC

CUSIP: 36268WAA8 Class: NOTE 4.125%12/0

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 6,300,000 Value ($000) $5,824 Avg Close — Range —
Q2 2014
Shares 6,300,000 Value ($000) $5,945 Avg Close — Range —
Q1 2014
Shares 6,800,000 Value ($000) $7,707 Avg Close — Range —
Q4 2013
Shares 8,000,000 Value ($000) $7,426 Avg Close — Range —