GAIN CAP HLDGS INC

CUSIP: 36268WAF7 Class: NOTE 5.000% 8/1

Empyrean Capital Partners, LP's Holding History (CIK: 0001317195)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 2,500,000 Value ($000) $2,191 Avg Close — Range —
Q3 2019
Shares 6,500,000 Value ($000) $6,078 Avg Close — Range —
Q2 2019
Shares 8,500,000 Value ($000) $7,268 Avg Close — Range —
Q1 2019
Shares 8,500,000 Value ($000) $8,502 Avg Close — Range —
Q4 2018
Shares 8,500,000 Value ($000) $8,672 Avg Close — Range —
Q3 2018
Shares 8,500,000 Value ($000) $8,880 Avg Close — Range —