GENWORTH FINL INC

Ticker: GNW CUSIP: 37247D106 Class: EQTY

MACKAY SHIELDS LLC's Holding History (CIK: 0000061227)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 129,400 Value ($000) $429 Avg Close $3.29 Range $2.56 - $4.34

Q4 2020

Shares 217,800 Value ($000) $823 Avg Close $4.11 Range $2.95 - $4.76

Q1 2020

Shares 706,600 Value ($000) $2,346 Avg Close $4.15 Range $2.87 - $4.84

Q3 2019

Shares 977,895 Value ($000) $4,303 Avg Close $4.17 Range $3.66 - $4.59

Q2 2019

Shares 1,229,095 Value ($000) $4,560 Avg Close $3.54 Range $2.89 - $4.03

Q1 2019

Shares 465,901 Value ($000) $1,784 Avg Close $4.38 Range $3.55 - $5.02

Q4 2018

Shares 409,001 Value ($000) $1,906 Avg Close $4.32 Range $3.60 - $4.93

Q3 2018

Shares 1,039,900 Value ($000) $4,336 Avg Close $4.52 Range $3.98 - $4.75

Q2 2018

Shares 1,144,200 Value ($000) $5,149 Avg Close $3.45 Range $2.66 - $4.92

Q1 2018

Shares 1,406,100 Value ($000) $3,979 Avg Close $3.00 Range $2.67 - $3.40

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	129,400	$429	$3.29	$2.56 - $4.34
Q4 2020	217,800	$823	$4.11	$2.95 - $4.76
Q1 2020	706,600	$2,346	$4.15	$2.87 - $4.84
Q3 2019	977,895	$4,303	$4.17	$3.66 - $4.59
Q2 2019	1,229,095	$4,560	$3.54	$2.89 - $4.03
Q1 2019	465,901	$1,784	$4.38	$3.55 - $5.02
Q4 2018	409,001	$1,906	$4.32	$3.60 - $4.93
Q3 2018	1,039,900	$4,336	$4.52	$3.98 - $4.75
Q2 2018	1,144,200	$5,149	$3.45	$2.66 - $4.92
Q1 2018	1,406,100	$3,979	$3.00	$2.67 - $3.40