GENWORTH FINL INC

Ticker: GNW CUSIP: 37247D106 Class: EQTY

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 2,700 Value ($000) $11 Avg Close $3.85 Range $3.23 - $4.18

Q4 2016

Shares 17,000 Value ($000) $65 Avg Close $4.41 Range $3.81 - $5.27

Q3 2016

Shares 26,000 Value ($000) $129 Avg Close $3.84 Range $2.26 - $5.23

Q2 2016

Shares 49,000 Value ($000) $126 Avg Close $3.23 Range $2.43 - $4.20

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	2,700	$11	$3.85	$3.23 - $4.18
Q4 2016	17,000	$65	$4.41	$3.81 - $5.27
Q3 2016	26,000	$129	$3.84	$2.26 - $5.23
Q2 2016	49,000	$126	$3.23	$2.43 - $4.20