GLADSTONE CAPITAL CORP

CUSIP: 376535100 Class: COMMON STOCK

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 2,971 Value ($000) $26 Avg Close — Range —
Q2 2014
Shares 4,491 Value ($000) $45 Avg Close — Range —
Q1 2014
Shares 2,991 Value ($000) $30 Avg Close — Range —
Q4 2013
Shares 2,991 Value ($000) $29 Avg Close — Range —
Q3 2013
Shares 5,140 Value ($000) $45 Avg Close — Range —
Q2 2013
Shares 4,140 Value ($000) $34 Avg Close — Range —