GLADSTONE CAPITAL CORP

CUSIP: 376535100 Class: COMMON STOCK

CHARLES SCHWAB INVESTMENT MANAGEMENT INC's Holding History (CIK: 0000884546)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 28,200 Value ($000) $285 Avg Close — Range —
Q4 2013
Shares 28,200 Value ($000) $271 Avg Close — Range —
Q3 2013
Shares 28,200 Value ($000) $249 Avg Close — Range —
Q2 2013
Shares 28,200 Value ($000) $235 Avg Close — Range —