GLADSTONE CAPITAL CORP

CUSIP: 376535100 Class: COMMON STOCK

Invesco Ltd.'s Holding History (CIK: 0000914208)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 12,180 Value ($000) $89 Avg Close — Range —
Q3 2017
Shares 777,012 Value ($000) $7,382 Avg Close — Range —
Q2 2017
Shares 766,415 Value ($000) $7,534 Avg Close — Range —
Q1 2017
Shares 767,084 Value ($000) $7,280 Avg Close — Range —
Q4 2016
Shares 767,363 Value ($000) $7,206 Avg Close — Range —
Q1 2015
Shares 8,741 Value ($000) $77 Avg Close — Range —
Q4 2014
Shares 31,354 Value ($000) $259 Avg Close — Range —
Q3 2014
Shares 32,016 Value ($000) $281 Avg Close — Range —
Q2 2014
Shares 15,094 Value ($000) $152 Avg Close — Range —