GLADSTONE CAPITAL CORP

CUSIP: 376535100 Class: COMMON STOCK

CIBC Private Wealth Group, LLC's Holding History (CIK: 0001298088)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 32,100 Value ($000) $301 Avg Close — Range —

Q3 2016

Shares 32,500 Value ($000) $264 Avg Close — Range —

Q2 2016

Shares 32,500 Value ($000) $235 Avg Close — Range —

Q1 2016

Shares 32,500 Value ($000) $242 Avg Close — Range —

Q4 2015

Shares 32,500 Value ($000) $238 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	32,100	$301	—	—
Q3 2016	32,500	$264	—	—
Q2 2016	32,500	$235	—	—
Q1 2016	32,500	$242	—	—
Q4 2015	32,500	$238	—	—