GLADSTONE CAPITAL CORP

CUSIP: 376535100 Class: COMMON STOCK

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 90,148 Value ($000) $909 Avg Close — Range —
Q4 2013
Shares 90,430 Value ($000) $866 Avg Close — Range —
Q3 2013
Shares 82,708 Value ($000) $721 Avg Close — Range —
Q2 2013
Shares 83,094 Value ($000) $678 Avg Close — Range —