GLADSTONE CAPITAL CORP

CUSIP: 376535100 Class: COMMON STOCK

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 99,045 Value ($000) $717 Avg Close — Range —
Q1 2016
Shares 99,045 Value ($000) $738 Avg Close — Range —
Q4 2015
Shares 129,045 Value ($000) $943 Avg Close — Range —
Q3 2015
Shares 129,045 Value ($000) $1,049 Avg Close — Range —
Q2 2015
Shares 194,045 Value ($000) $1,533 Avg Close — Range —
Q1 2015
Shares 194,045 Value ($000) $1,710 Avg Close — Range —
Q4 2014
Shares 194,045 Value ($000) $1,605 Avg Close — Range —
Q3 2014
Shares 300,000 Value ($000) $2,631 Avg Close — Range —
Q2 2014
Shares 309,784 Value ($000) $3,116 Avg Close — Range —
Q1 2014
Shares 314,304 Value ($000) $3,168 Avg Close — Range —
Q4 2013
Shares 406,052 Value ($000) $3,886 Avg Close — Range —
Q3 2013
Shares 474,807 Value ($000) $4,145 Avg Close — Range —
Q2 2013
Shares 478,051 Value ($000) $3,905 Avg Close — Range —