GLADSTONE CAPITAL CORP

CUSIP: 376535100 Class: COMMON STOCK

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 12,150 Value ($000) $115 Avg Close — Range —
Q4 2016
Shares 29,370 Value ($000) $276 Avg Close — Range —
Q3 2016
Shares 29,937 Value ($000) $243 Avg Close — Range —
Q2 2016
Shares 29,223 Value ($000) $212 Avg Close — Range —
Q3 2015
Shares 50,879 Value ($000) $414 Avg Close — Range —