GLADSTONE CAPITAL CORP

CUSIP: 376535100 Class: COMMON STOCK

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 2,323 Value ($000) $20 Avg Close — Range —
Q2 2014
Shares 108 Value ($000) $1 Avg Close — Range —