GLADSTONE CAPITAL CORP

CUSIP: 376535100 Class: COMMON STOCK

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 11,175 Value ($000) $87 Avg Close — Range —
Q3 2018
Shares 11,325 Value ($000) $108 Avg Close — Range —
Q2 2018
Shares 28,875 Value ($000) $261 Avg Close — Range —
Q1 2018
Shares 45,375 Value ($000) $395 Avg Close — Range —
Q4 2017
Shares 51,975 Value ($000) $481 Avg Close — Range —
Q3 2017
Shares 52,125 Value ($000) $496 Avg Close — Range —
Q2 2017
Shares 53,625 Value ($000) $528 Avg Close — Range —
Q1 2017
Shares 54,000 Value ($000) $504 Avg Close — Range —
Q4 2016
Shares 49,200 Value ($000) $482 Avg Close — Range —
Q3 2016
Shares 37,000 Value ($000) $301 Avg Close — Range —
Q2 2016
Shares 33,500 Value ($000) $243 Avg Close — Range —
Q1 2016
Shares 31,000 Value ($000) $231 Avg Close — Range —
Q4 2015
Shares 22,000 Value ($000) $161 Avg Close — Range —
Q3 2015
Shares 22,000 Value ($000) $179 Avg Close — Range —