GLADSTONE CAPITAL CORP

CUSIP: 376535100 Class: COMMON STOCK

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 3 Value ($000) $0 Avg Close — Range —
Q3 2016
Shares 3 Value ($000) $0 Avg Close — Range —
Q2 2016
Shares 3 Value ($000) $0 Avg Close — Range —
Q4 2015
Shares 3 Value ($000) $0 Avg Close — Range —
Q3 2015
Shares 3 Value ($000) $0 Avg Close — Range —
Q2 2015
Shares 3 Value ($000) $0 Avg Close — Range —
Q1 2015
Shares 3 Value ($000) $0 Avg Close — Range —
Q4 2014
Shares 305 Value ($000) $3 Avg Close — Range —