GLADSTONE CAP CORP PFD

CUSIP: 376535209 Class: PREFERR

Janney Montgomery Scott LLC's Holding History (CIK: 0001329948)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 16,885 Value ($000) $432,254 Avg Close — Range —
Q3 2013
Shares 17,185 Value ($000) $446,396 Avg Close — Range —
Q2 2013
Shares 12,200 Value ($000) $308,294 Avg Close — Range —