GLADSTONE CAP TERM PFD

CUSIP: 376535308 Class: Preferred Stock

Janney Montgomery Scott LLC's Holding History (CIK: 0001329948)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 16,950 Value ($000) $438 Avg Close — Range —
Q4 2014
Shares 9,150 Value ($000) $234,224 Avg Close — Range —