GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 12,900 Value ($000) $147 Avg Close $5.39 Range $4.99 - $5.57
Q2 2018
Shares 13,900 Value ($000) $164 Avg Close $5.03 Range $4.37 - $5.53