GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 10,235 Value ($000) $0 Avg Close $2.57 Range $2.32 - $2.86