GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

SCHRODER INVESTMENT MANAGEMENT GROUP's Holding History (CIK: 0001086619)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 22,600 Value ($000) $186,902 Avg Close $2.40 Range $2.18 - $2.52

Q4 2013

Shares 22,600 Value ($000) $182,156 Avg Close $2.14 Range $1.94 - $2.37

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	22,600	$186,902	$2.40	$2.18 - $2.52
Q4 2013	22,600	$182,156	$2.14	$1.94 - $2.37