GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

ALLIANCEBERNSTEIN L.P.'s Holding History (CIK: 0001109448)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 9,527 Value ($000) $79 Avg Close $2.40 Range $2.18 - $2.52
Q4 2013
Shares 21,777 Value ($000) $176 Avg Close $2.14 Range $1.94 - $2.37
Q3 2013
Shares 43,992 Value ($000) $310 Avg Close $2.03 Range $1.92 - $2.13
Q2 2013
Shares 44,824 Value ($000) $329 Avg Close $2.02 Range $1.93 - $2.08