GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

PRINCIPAL FINANCIAL GROUP INC's Holding History (CIK: 0001126328)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 11,050 Value ($000) $91 Avg Close $2.40 Range $2.18 - $2.52

Q4 2013

Shares 11,276 Value ($000) $91 Avg Close $2.14 Range $1.94 - $2.37

Q3 2013

Shares 11,484 Value ($000) $81 Avg Close $2.03 Range $1.92 - $2.13

Q2 2013

Shares 12,025 Value ($000) $88 Avg Close $2.02 Range $1.93 - $2.08

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	11,050	$91	$2.40	$2.18 - $2.52
Q4 2013	11,276	$91	$2.14	$1.94 - $2.37
Q3 2013	11,484	$81	$2.03	$1.92 - $2.13
Q2 2013	12,025	$88	$2.02	$1.93 - $2.08