GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 23,700 Value ($000) $175 Avg Close $2.36 Range $2.23 - $2.52
Q4 2013
Shares 2,800 Value ($000) $23 Avg Close $2.14 Range $1.94 - $2.37