GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 16,823 Value ($000) $157 Avg Close $4.68 Range $4.12 - $5.30

Q3 2018

Shares 17,796 Value ($000) $203 Avg Close $5.39 Range $4.99 - $5.57

Q2 2018

Shares 14,162 Value ($000) $166 Avg Close $5.03 Range $4.37 - $5.53

Q1 2018

Shares 18,924 Value ($000) $191 Avg Close $4.58 Range $3.94 - $4.97

Q1 2014

Shares 12,906 Value ($000) $107 Avg Close $2.40 Range $2.18 - $2.52

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	16,823	$157	$4.68	$4.12 - $5.30
Q3 2018	17,796	$203	$5.39	$4.99 - $5.57
Q2 2018	14,162	$166	$5.03	$4.37 - $5.53
Q1 2018	18,924	$191	$4.58	$3.94 - $4.97
Q1 2014	12,906	$107	$2.40	$2.18 - $2.52