GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

Grantham, Mayo, Van Otterloo & Co. LLC's Holding History (CIK: 0001352662)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 15,542 Value ($000) $131 Avg Close $3.30 Range $2.80 - $3.55

Q3 2016

Shares 26,718 Value ($000) $238 Avg Close $3.21 Range $2.72 - $3.58

Q2 2016

Shares 85,400 Value ($000) $611 Avg Close $2.61 Range $2.48 - $2.75

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	15,542	$131	$3.30	$2.80 - $3.55
Q3 2016	26,718	$238	$3.21	$2.72 - $3.58
Q2 2016	85,400	$611	$2.61	$2.48 - $2.75