GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 814 Value ($000) $9 Avg Close $5.36 Range $4.37 - $5.77
Q4 2018
Shares 814 Value ($000) $8 Avg Close $4.68 Range $4.12 - $5.30
Q3 2018
Shares 672 Value ($000) $8 Avg Close $5.39 Range $4.99 - $5.57
Q3 2017
Shares 4,200 Value ($000) $40 Avg Close $3.95 Range $3.81 - $4.12
Q1 2017
Shares 400 Value ($000) $4 Avg Close $3.57 Range $3.36 - $3.74
Q4 2016
Shares 3,300 Value ($000) $28 Avg Close $3.30 Range $2.80 - $3.55
Q3 2016
Shares 20,200 Value ($000) $180 Avg Close $3.21 Range $2.72 - $3.58