GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 88,632 Value ($000) $733 Avg Close $2.40 Range $2.18 - $2.52

Q4 2013

Shares 90,702 Value ($000) $731 Avg Close $2.14 Range $1.94 - $2.37

Q3 2013

Shares 301,551 Value ($000) $2,126 Avg Close $2.03 Range $1.92 - $2.13

Q2 2013

Shares 272,199 Value ($000) $2,001 Avg Close $2.02 Range $1.93 - $2.08

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	88,632	$733	$2.40	$2.18 - $2.52
Q4 2013	90,702	$731	$2.14	$1.94 - $2.37
Q3 2013	301,551	$2,126	$2.03	$1.92 - $2.13
Q2 2013	272,199	$2,001	$2.02	$1.93 - $2.08