GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 193,933 Value ($000) $2,709 Avg Close $13.56 Range $12.79 - $13.85

Q3 2025

Shares 195,758 Value ($000) $2,705 Avg Close $13.56 Range $13.12 - $14.00

Q2 2025

Shares 188,193 Value ($000) $2,686 Avg Close $12.89 Range $10.34 - $14.05

Q1 2025

Shares 186,656 Value ($000) $2,494 Avg Close $12.04 Range $11.16 - $12.62

Q4 2024

Shares 190,065 Value ($000) $2,518 Avg Close $12.00 Range $11.40 - $12.56

Q3 2024

Shares 161,405 Value ($000) $2,332 Avg Close $11.11 Range $10.30 - $12.15

Q2 2024

Shares 153,266 Value ($000) $2,143 Avg Close $11.40 Range $11.06 - $11.77

Q1 2024

Shares 153,069 Value ($000) $2,178 Avg Close $11.32 Range $10.58 - $11.84

Q4 2023

Shares 165,841 Value ($000) $2,347 Avg Close $10.34 Range $8.79 - $11.43

Q3 2023

Shares 186,563 Value ($000) $2,377 Avg Close $9.30 Range $8.87 - $9.82

Q2 2023

Shares 191,223 Value ($000) $2,494 Avg Close $9.12 Range $8.77 - $9.59

Q1 2023

Shares 186,793 Value ($000) $2,475 Avg Close $9.06 Range $8.25 - $9.69

Q4 2022

Shares 184,437 Value ($000) $2,381 Avg Close $8.59 Range $7.34 - $9.52

Q3 2022

Shares 157,160 Value ($000) $1,902 Avg Close $9.19 Range $7.58 - $10.11

Q2 2022

Shares 114,389 Value ($000) $1,611 Avg Close $9.41 Range $7.82 - $10.46

Q1 2022

Shares 111,888 Value ($000) $1,805 Avg Close $9.65 Range $8.47 - $10.39

Q4 2021

Shares 110,808 Value ($000) $1,893 Avg Close $9.57 Range $8.28 - $10.41

Q3 2021

Shares 113,347 Value ($000) $1,572 Avg Close $8.55 Range $8.12 - $9.02

Q2 2021

Shares 110,022 Value ($000) $1,585 Avg Close $8.08 Range $7.04 - $8.68

Q1 2021

Shares 108,198 Value ($000) $1,323 Avg Close $6.55 Range $5.59 - $7.30

Q4 2020

Shares 94,014 Value ($000) $949 Avg Close $5.30 Range $4.54 - $6.05

Q3 2020

Shares 90,133 Value ($000) $820 Avg Close $5.19 Range $4.90 - $5.61

Q2 2020

Shares 85,807 Value ($000) $879 Avg Close $5.45 Range $3.54 - $6.13

Q4 2018

Shares 11,060 Value ($000) $103 Avg Close $4.68 Range $4.12 - $5.30

Q3 2018

Shares 136,541 Value ($000) $1,561 Avg Close $5.39 Range $4.99 - $5.57

Q2 2018

Shares 152,402 Value ($000) $1,794 Avg Close $5.03 Range $4.37 - $5.53

Q1 2018

Shares 141,409 Value ($000) $1,428 Avg Close $4.58 Range $3.94 - $4.97

Q4 2017

Shares 69,349 Value ($000) $774 Avg Close $4.55 Range $4.03 - $5.00

Q3 2017

Shares 15,493 Value ($000) $147 Avg Close $3.95 Range $3.81 - $4.12

Q2 2017

Shares 16,471 Value ($000) $155 Avg Close $3.82 Range $3.61 - $4.01

Q1 2017

Shares 58,829 Value ($000) $532 Avg Close $3.57 Range $3.36 - $3.74

Q4 2016

Shares 43,891 Value ($000) $377 Avg Close $3.30 Range $2.80 - $3.55

Q3 2016

Shares 32,972 Value ($000) $295 Avg Close $3.21 Range $2.72 - $3.58

Q2 2016

Shares 27,430 Value ($000) $201 Avg Close $2.61 Range $2.48 - $2.75

Q1 2016

Shares 35,301 Value ($000) $246 Avg Close $2.57 Range $2.32 - $2.86

Q4 2015

Shares 32,690 Value ($000) $259 Avg Close $2.68 Range $2.44 - $2.87

Q3 2015

Shares 10,501 Value ($000) $75 Avg Close $2.66 Range $2.31 - $2.84

Q2 2015

Shares 11,312 Value ($000) $91 Avg Close $2.57 Range $2.45 - $2.77

Q1 2015

Shares 17,236 Value ($000) $128 Avg Close $2.47 Range $2.27 - $2.66

Q4 2013

Shares 36,441 Value ($000) $294 Avg Close $2.14 Range $1.94 - $2.37

Q3 2013

Shares 39,147 Value ($000) $280 Avg Close $2.03 Range $1.92 - $2.13

Q2 2013

Shares 39,539 Value ($000) $291 Avg Close $2.02 Range $1.93 - $2.08

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	193,933	$2,709	$13.56	$12.79 - $13.85
Q3 2025	195,758	$2,705	$13.56	$13.12 - $14.00
Q2 2025	188,193	$2,686	$12.89	$10.34 - $14.05
Q1 2025	186,656	$2,494	$12.04	$11.16 - $12.62
Q4 2024	190,065	$2,518	$12.00	$11.40 - $12.56
Q3 2024	161,405	$2,332	$11.11	$10.30 - $12.15
Q2 2024	153,266	$2,143	$11.40	$11.06 - $11.77
Q1 2024	153,069	$2,178	$11.32	$10.58 - $11.84
Q4 2023	165,841	$2,347	$10.34	$8.79 - $11.43
Q3 2023	186,563	$2,377	$9.30	$8.87 - $9.82
Q2 2023	191,223	$2,494	$9.12	$8.77 - $9.59
Q1 2023	186,793	$2,475	$9.06	$8.25 - $9.69
Q4 2022	184,437	$2,381	$8.59	$7.34 - $9.52
Q3 2022	157,160	$1,902	$9.19	$7.58 - $10.11
Q2 2022	114,389	$1,611	$9.41	$7.82 - $10.46
Q1 2022	111,888	$1,805	$9.65	$8.47 - $10.39
Q4 2021	110,808	$1,893	$9.57	$8.28 - $10.41
Q3 2021	113,347	$1,572	$8.55	$8.12 - $9.02
Q2 2021	110,022	$1,585	$8.08	$7.04 - $8.68
Q1 2021	108,198	$1,323	$6.55	$5.59 - $7.30
Q4 2020	94,014	$949	$5.30	$4.54 - $6.05
Q3 2020	90,133	$820	$5.19	$4.90 - $5.61
Q2 2020	85,807	$879	$5.45	$3.54 - $6.13
Q4 2018	11,060	$103	$4.68	$4.12 - $5.30
Q3 2018	136,541	$1,561	$5.39	$4.99 - $5.57
Q2 2018	152,402	$1,794	$5.03	$4.37 - $5.53
Q1 2018	141,409	$1,428	$4.58	$3.94 - $4.97
Q4 2017	69,349	$774	$4.55	$4.03 - $5.00
Q3 2017	15,493	$147	$3.95	$3.81 - $4.12
Q2 2017	16,471	$155	$3.82	$3.61 - $4.01
Q1 2017	58,829	$532	$3.57	$3.36 - $3.74
Q4 2016	43,891	$377	$3.30	$2.80 - $3.55
Q3 2016	32,972	$295	$3.21	$2.72 - $3.58
Q2 2016	27,430	$201	$2.61	$2.48 - $2.75
Q1 2016	35,301	$246	$2.57	$2.32 - $2.86
Q4 2015	32,690	$259	$2.68	$2.44 - $2.87
Q3 2015	10,501	$75	$2.66	$2.31 - $2.84
Q2 2015	11,312	$91	$2.57	$2.45 - $2.77
Q1 2015	17,236	$128	$2.47	$2.27 - $2.66
Q4 2013	36,441	$294	$2.14	$1.94 - $2.37
Q3 2013	39,147	$280	$2.03	$1.92 - $2.13
Q2 2013	39,539	$291	$2.02	$1.93 - $2.08