GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

Sumitomo Mitsui DS Asset Management Company, Ltd's Holding History (CIK: 0001411530)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 42,425 Value ($000) $492 Avg Close $5.36 Range $4.37 - $5.77

Q4 2018

Shares 46,448 Value ($000) $432 Avg Close $4.68 Range $4.12 - $5.30

Q3 2018

Shares 46,448 Value ($000) $530 Avg Close $5.39 Range $4.99 - $5.57

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	42,425	$492	$5.36	$4.37 - $5.77
Q4 2018	46,448	$432	$4.68	$4.12 - $5.30
Q3 2018	46,448	$530	$5.39	$4.99 - $5.57