GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

CIBC WORLD MARKET INC.'s Holding History (CIK: 0001421224)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 10,298 Value ($000) $98 Avg Close $3.95 Range $3.81 - $4.12
Q2 2017
Shares 10,242 Value ($000) $96 Avg Close $3.82 Range $3.61 - $4.01