GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

GAM Holding AG's Holding History (CIK: 0001438848)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 13,918 Value ($000) $118 Avg Close $3.30 Range $2.80 - $3.55
Q3 2016
Shares 12,830 Value ($000) $114 Avg Close $3.21 Range $2.72 - $3.58