GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017

Shares 29,360 Value ($000) $328 Avg Close $4.55 Range $4.03 - $5.00

Q3 2017

Shares 29,360 Value ($000) $279 Avg Close $3.95 Range $3.81 - $4.12

Q2 2017

Shares 29,360 Value ($000) $276 Avg Close $3.82 Range $3.61 - $4.01

Q1 2017

Shares 142,533 Value ($000) $1,293 Avg Close $3.57 Range $3.36 - $3.74

Q4 2016

Shares 142,533 Value ($000) $1,206 Avg Close $3.30 Range $2.80 - $3.55

Q3 2016

Shares 142,533 Value ($000) $1,267 Avg Close $3.21 Range $2.72 - $3.58

Q2 2016

Shares 142,533 Value ($000) $1,021 Avg Close $2.61 Range $2.48 - $2.75

Q1 2016

Shares 142,533 Value ($000) $1,001 Avg Close $2.57 Range $2.32 - $2.86

Q4 2015

Shares 148,333 Value ($000) $1,138 Avg Close $2.68 Range $2.44 - $2.87

Q3 2015

Shares 187,996 Value ($000) $1,323 Avg Close $2.66 Range $2.31 - $2.84

Q2 2015

Shares 283,311 Value ($000) $2,252 Avg Close $2.57 Range $2.45 - $2.77

Q1 2015

Shares 309,537 Value ($000) $2,291 Avg Close $2.47 Range $2.27 - $2.66

Q4 2014

Shares 309,237 Value ($000) $2,165 Avg Close $2.30 Range $2.12 - $2.40

Q3 2014

Shares 307,979 Value ($000) $2,190 Avg Close $2.33 Range $2.23 - $2.42

Q2 2014

Shares 309,093 Value ($000) $2,287 Avg Close $2.36 Range $2.23 - $2.52

Q1 2014

Shares 284,979 Value ($000) $2,357 Avg Close $2.40 Range $2.18 - $2.52

Q4 2013

Shares 291,979 Value ($000) $2,353 Avg Close $2.14 Range $1.94 - $2.37

Q3 2013

Shares 291,979 Value ($000) $2,058 Avg Close $2.03 Range $1.92 - $2.13

Q2 2013

Shares 291,979 Value ($000) $2,146 Avg Close $2.02 Range $1.93 - $2.08

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2017	29,360	$328	$4.55	$4.03 - $5.00
Q3 2017	29,360	$279	$3.95	$3.81 - $4.12
Q2 2017	29,360	$276	$3.82	$3.61 - $4.01
Q1 2017	142,533	$1,293	$3.57	$3.36 - $3.74
Q4 2016	142,533	$1,206	$3.30	$2.80 - $3.55
Q3 2016	142,533	$1,267	$3.21	$2.72 - $3.58
Q2 2016	142,533	$1,021	$2.61	$2.48 - $2.75
Q1 2016	142,533	$1,001	$2.57	$2.32 - $2.86
Q4 2015	148,333	$1,138	$2.68	$2.44 - $2.87
Q3 2015	187,996	$1,323	$2.66	$2.31 - $2.84
Q2 2015	283,311	$2,252	$2.57	$2.45 - $2.77
Q1 2015	309,537	$2,291	$2.47	$2.27 - $2.66
Q4 2014	309,237	$2,165	$2.30	$2.12 - $2.40
Q3 2014	307,979	$2,190	$2.33	$2.23 - $2.42
Q2 2014	309,093	$2,287	$2.36	$2.23 - $2.52
Q1 2014	284,979	$2,357	$2.40	$2.18 - $2.52
Q4 2013	291,979	$2,353	$2.14	$1.94 - $2.37
Q3 2013	291,979	$2,058	$2.03	$1.92 - $2.13
Q2 2013	291,979	$2,146	$2.02	$1.93 - $2.08