GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

TWO SIGMA SECURITIES, LLC's Holding History (CIK: 0001450144)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 15,057 Value ($000) $134 Avg Close $3.21 Range $2.72 - $3.58