GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

Bulldog Investors, LLP's Holding History (CIK: 0001504304)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013

Shares 202,214 Value ($000) $1,630 Avg Close $2.14 Range $1.94 - $2.37

Q3 2013

Shares 953,917 Value ($000) $6,725 Avg Close $2.03 Range $1.92 - $2.13

Q2 2013

Shares 964,717 Value ($000) $7,091 Avg Close $2.02 Range $1.93 - $2.08

Q1 2013

Shares 703,600 Value ($000) $5,143 Avg Close $2.01 Range $1.86 - $2.10

Q4 2012

Shares 427,766 Value ($000) $2,977 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2013	202,214	$1,630	$2.14	$1.94 - $2.37
Q3 2013	953,917	$6,725	$2.03	$1.92 - $2.13
Q2 2013	964,717	$7,091	$2.02	$1.93 - $2.08
Q1 2013	703,600	$5,143	$2.01	$1.86 - $2.10
Q4 2012	427,766	$2,977	—	—